简介：the latest press releases from the securities and exchange commission

原站：http://www.sec.gov/news/press.shtml

指数：

“SEC.gov Updates: Press Releases”的内容更新

累计：1038 篇（自 2008-06-25 起）

更新：约5篇/周，最后更新1 天前

SEC.gov Updates: Press Releases

SEC Tightens Rules on Advisory Performance Fee Charg

for immediate release2012-29washington, d.c., feb. 15, 2012 — the securities and exchange commission today announced it is tightening its rule on investment advisory performance fees to raise the net worth requirement for investors who pay performance fees, by excluding the value of the investor’s home from the net worth calculation. additional ma... (1 天前)

http://inezha.com/w/2jmfu25m

SEC.gov Updates: Press Releases

Director of L.A. Office Rosalind Tyson to Retire aft

for immediate release2012-28washington, d.c., feb. 13, 2012 — the securities and exchange commission today announced that rosalind ramsey tyson, director of the sec’s los angeles regional office, will retire at the end of march after 30 years of service with the agency.ms. tyson has led the los angeles office since 2007, overseeing the enforcement a... (3 天前)

http://inezha.com/w/86wdr155

SEC.gov Updates: Press Releases

SEC Charges California Hedge Fund Manager Connected

for immediate release2012-27washington, d.c., feb. 10, 2012 — the securities and exchange commission today charged a hedge fund manager and his menlo park, calif.-based firm for their involvement in the insider trading ring connected to raj rajaratnam and hedge fund advisory firm galleon management.additional materials sec complaintthe sec al... (6 天前)

http://inezha.com/w/omde2152

SEC.gov Updates: Press Releases

SEC Charges Former Pharmaceutical Company Employee w

for immediate release2012-26washington, d.c., feb. 9, 2012 — the securities and exchange commission today charged that a former employee of takeda pharmaceuticals international, inc. traded on inside information about the japanese firm’s business alliances and corporate acquisitions.additional materials sec complaintbrent bankosky, a former... (7 天前)

http://inezha.com/w/j4m2b150

SEC.gov Updates: Press Releases

SEC Charges Smith and Nephew PLC with Foreign Briber

for immediate release2012-25washington, d.c., feb. 6, 2012 — the securities and exchange commission today charged london-based medical device company smith & nephew plc with violating the foreign corrupt practices act (fcpa) when its u.s. and german subsidiaries bribed public doctors in greece for more than a decade to win business.additional mater... (10 天前)

http://inezha.com/w/hlwtj15o

SEC.gov Updates: Press Releases

SEC Names Jeanette M. Franzel to the Public Company

for immediate release2012-24washington, d.c., feb. 3, 2012 – the securities and exchange commission today announced that it has named jeanette m. franzel to be a member of the public company accounting oversight board (pcaob). ms. franzel, currently a managing director of the u.s. government accountability office (gao) with over 20 years of public ser... (13 天前)

http://inezha.com/w/g3day15i

SEC.gov Updates: Press Releases

SEC Charges Former Credit Suisse Investment Bankers

for immediate release2012-23washington, d.c., feb 1, 2012 – the securities and exchange commission today charged four former veteran investment bankers and traders at credit suisse group for engaging in a complex scheme to fraudulently overstate the prices of $3 billion in subprime bonds during the height of the subprime credit crisis.the sec alleges... (15 天前)

http://inezha.com/w/unmiu15h

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